Securities-backed lending, also sometimes referred to as "stock loans," is a financial strategy that allows you to use your securities to secure a loan. In 2023, securities lending revenue exceeded ...

Learn about unlisted securities: a financial instrument traded over-the-counter due to unmet formal exchange listing requirements, along with their types and risks.

SEC Chair Paul Atkins said the new securities guidance, which impacts "most crypto assets," provides "clear lines in clear terms." ...

This blog answers commonly asked questions about the PFXF ETF and explores why Preferred Securities are becoming a preferred alternative income source among investors. Many investors have expanded ...

Auction rate securities (ARS) are variable-rate debts auctioned at minimal yield, functioning as bonds or preferred stock. Learn their market role and dynamics.

In my work with impact-focused entrepreneurs who are ready to raise capital to take their businesses to the next level, I find that phrases like securities law and legal compliance can be intimidating ...

The Staff statement provides a technology-neutral framework for understanding securities tokenization models and emphasizes the consistent application of the securities laws to such models. According ...

This article is the second of a three-part series discussing trusts in the context of certain common investor thresholds for investment in private securities. This article will examine trusts as ...

Maintaining ownership and control over equity is important to many entrepreneurs and established companies. However, some traditional funding routes necessitate equity dilution. For this reason, some ...

I'm trying to understand short positions in regard to securities. It is my understanding that a 'flat position' is when I have zero inventory in a given security, a 'long position' is when I buy ...