Periods of market turbulence have long been a test of investor conviction. When uncertainty grips financial markets—driven ...

Structured financial products are engineered instruments that blend elements of traditional assets with derivative components, thereby offering customised risk–return profiles. These products are ...

Are you looking for an investment to diversify your portfolio? Structured products have a unique pricing model and can expose your portfolio to certain markets while mitigating some of the risks. They ...

Raising capital for a lower-middle market business is tricky and always has been. Not quite large enough to grab institutional lenders’ attention, yet not small enough to not need a good chunk of ...

With the stock market selloff deepening, volatility spiking and major indices falling into bear market territory, advisors and their clients are looking for ways to help shelter their equity ...

Structured products, also called structured notes, are customized versions of existing investments. A recent example is this offering from Morgan Stanley MS. Sold in June 2022, the company’s ...

Many fiduciaries have greatly expanded the types of investments they use in portfolios, thanks to the freedom afforded by widespread adoption during the past two decades of both the Uniform Prudent ...

The SEC’s Office of Compliance Inspections and Examinations (“OCIE”) issued a recent “Risk Alert” noting observed deficiencies in broker-dealer supervision and compliance controls over retail sales of ...

The Structured Products market makes up nearly $11 trillion of U.S. public and private bond market debt. Banks employ financial engineering to transform a variety of assets, such as residential and ...