JD Supra

Draft Derivatives Laws Issued for the Canadian Cooperative System Harmonize Divergent Provincial Approaches

Draft derivatives regulations and a revised draft of the uniform Capital Markets Act (CMA) were issued in August 2015 as part of the process to implement the new Cooperative Capital Market Regulatory ...
American Banker

Waiting for Uniform Derivatives Rules Is a Losing Proposition

Anybody who thinks the Commodity Futures Trading Commission has been dragging its feet in the Dodd-Frank rule writing process should look at how much commissioners' and staff members' time is taken up ...
JD Supra

CSA Restarts Canadian Derivatives Regulatory Project and Issues a Revised Business Conduct Rule Proposal

After a long pandemic break from publishing regulatory proposals and new rules in respect of over-the-counter derivatives (derivatives), the Canadian Securities Administrators (CSA) is again moving ...
American Banker

Don’t mess with rules curbing derivatives risk

Derivatives dealing and trading can be high-risk activities with catastrophic financial and economic consequences, as learned during the 2008 financial crisis. Processing Content Many derivatives are ...
InvestmentNews

SEC approves rule limiting use of derivatives in funds

A split Securities and Exchange Commission Wednesday approved a rule to limit the use of derivatives in investment funds that drew dissent from Democratic members who said it does not adequately ...